Financial Services

Support For Financial Service Professionals

From hedge funds to stockbrokers, PNF Certified Public Accountants can help you navigate the challenges of heightened regulations and make better decisions to keep building your business.

We Know How to Handle the Financial Industry’s Challenges

We are keenly aware of the challenges our clients face. From heightened regulatory oversight in the financial services sector to the lingering lack of liquidity experienced by investors, these challenges can have a significant financial impact on financial businesses. But there are ways to overcome them. With the support of an experienced CPA, it is possible to position your business for success.

Detailed Financial Services for Broker/Dealers

We work with independent broker dealers and broker dealer firms to help protect their financial interests and provide a wide range of services, including:



Regulatory compliance

Net capital issues

Business entity choices

Tax structure

Domicile choice

Valuation services

Startup considerations

Profit and loss analyses

Growth planning

AML reviews

Expert Services for Hedge Funds

PNF Certified Public Accountants provides services to hedge funds and strategic advice to the managers of hedge funds and investment partnerships, regarding:

Proper tax structure, tax preparation and compliance

Auditing of funds, including offshore funds

Business entity choice, including the creation of offshore entities

Regulatory compliance, including the Anti-Money Laundering Act, USA Patriot Act, Sarbanes-Oxley

Portfolio reporting

Record keeping

Consulting with regard to agreed-upon procedures and special reports

Registered Investment Advisory analyses

Regulation D requirements

Cheap stock issues

Mergers and acquisitions

Security exchange expertise


With our background working in corporate finance and work for hedge funds, we know exactly what you need now to remain competitive and achieve your goals.

Specialty Services

We also offer specialty services ranges for financial professionals involved in high-stakes transactions, managing escalated situations or enduring financial challenges. These services range from accounting, audit, tax, advisory, due diligence, and forensic accounting to fraud investigation, litigation support, turnaround and restructuring, bankruptcy, valuation, tax recovery, and SAS 70 audits.

We are considered an industry leader in securitization and specialty finance matters, and we offer sophisticated and comprehensive services with personalized attention.

Increase Your Business’s Financial Security With the Help of PNF CPAs

When you need an experienced professional’s support with the financial matters that affect your business, it is important to act quickly. Contact PNF Certified Public Accountants today. You may email us or call us at 732-605-1529 or toll free at 888-785-5653.

About Us

We bring the power of the tax code to businesses in all industries. In addition to our 60-plus aggregate years of accounting and tax experience, our team consists of business owners, bank managers and warehouse managers, as well as current payroll specialists, enrolled agents and real estate agents.

Contact Us

197 Route 18 South, Suite 235S
East Brunswick, NJ 08816
Phone: 732-605-1529 | Toll Free: 888-785-5653
Fax: 732-355-6363